Workflow step 03 of 10

Constraints & tax policy

Reference constraints are illustrative inputs, not validation outcomes.

Local draft

Constraint Groups

Configure drafted policy boundaries before an explicit run review.

Browser-derived scenario diagnostic · local formula: fixed reference utilization by group, zeroed when disabled. Not solver dual information.

■ Low■ Moderate■ High■ Breached

Benchmark & risk71% · moderate

Position & concentration84% · moderate

Turnover & liquidity92% · high

Tax policy37% · low

Restricted securities55% · low

Cash & implementation78% · moderate

Explicit draft assumptions; no tax result or compliance outcome is inferred.

Wash-sale enforcementCross-account wash salesShort-term gains priorityLot selectionHolding-period cutoffdaysRealized-gain budgetUSD

Local policy restriction draft; no trading action is created.

TickerReasonExpiry

Security	Rule	Scope	Reason	Expiry
AAPLApple Inc.	Do not sell	All accounts	Client-directed restriction	No expiry
MSFTMicrosoft Corp.	Do not buy	Taxable sleeve	Illustrative compliance restriction	No expiry
NVDANVIDIA Corp.	Frozen lots	Account 014	Illustrative corporate-action review	2026-12-31

Named browser checks only; this is not engine feasibility or external validation.

11 of 11 executed local consistency checks passed
4 external checks not run

Inspect named checks and sources

✓Numeric thresholds are finiteChecks every numeric threshold, holding-period cutoff and gain budget.Source: local draft

✓Numeric thresholds are nonnegativeNegative local thresholds are not accepted.Source: local draft

✓Percentage thresholds are between 0 and 100Applies only to percentage-kind local constraints.Source: local draft

✓Constraint identifiers are uniqueDuplicate identifiers would make edits ambiguous.Source: local draft

✓Restricted-security tickers are uniqueTickers are trimmed and uppercased before comparison.Source: local draft

✓Every restriction has a reasonA restriction without an explanation is incomplete.Source: local draft

✓Optional restriction expiry dates are validBlank expiry is allowed; supplied dates must be valid ISO calendar dates.Source: browser state

✓Pending ticker does not duplicate the draftEvaluates the currently visible Add restriction draft.Source: browser state

✓List thresholds contain normalized nonempty valuesList values must be nonempty, trimmed and uppercase.Source: local draft

✓Displayed gain budget matches the tax constraintPrevents the tax constraint and visible gain-budget input from diverging.Source: local draft

✓Restriction objects match the restriction list constraintPrevents two local restriction representations from diverging.Source: local draft

—Tax-lot availabilityNot evaluated: no gateway tax-lot availability field was supplied.Source: unavailable

—Benchmark coverageNot evaluated: no gateway benchmark-coverage result was supplied.Source: unavailable

—Engine feasibilityNot evaluated: local draft consistency is not an engine feasibility result.Source: unavailable

—External validationNot evaluated: no independent validation artifact was supplied.Source: unavailable